CARL RIZZO
CHIEF COMPLIANCE OFFICER
Carl is an experienced asset management compliance attorney and consultant with 35+ years of experience addressing the regulatory compliance needs of a broad range of SEC-registered and registration-exempt investment advisers managing, across a broad spectrum of classic and alternative investment strategies, client separate accounts, pooled investment and/or structured finance vehicles. Carl is a director of ACA Global and serves as Structural Capital’s Chief Compliance Officer. Before rejoining ACA in 2022, Carl was a Director at Alaric Compliance Services for 10+ years where he provided compliance consulting and outsourced CCO services to many registered investment advisers and business development companies. Carl has served as principal in-house regulatory compliance attorney for the investment management units of several well-known firms in the bank and insurance segments of the U.S. Asset Management industry. From 2001 to 2005, Carl served as assistant general counsel at Bank of America Corporation in Charlotte, NC. Carl began his compliance career serving as senior and special counsel on the staff of the SEC’s division of Investment Management. A graduate of Davidson College and the University of Richmond’s T.C. Williams School of Law, Carl also holds a Masters of Law degree in Federal Securities Regulation from Georgetown University and is an associate member of the Virginia State Bar.